Regulatory Solutions

Whether you’re a public company, a firm providing financial services to public companies, or an insurer, compliance with SOX, J-SOX, and MAR can help create value beyond passing an audit. 

Mitigate and manage regulatory risk by leaning on our team of dedicated professionals with many years of experience solidified by industry designations (CPA, CIA, CISA). Reviewing your controls with precision, we help you eliminate gaps and remediate control inefficiencies so you can gain peace of mind.

If you’re considering a future foreign transaction or are a U.S. company involved with a foreign acquirer or investor, it’s important to understand your CFIUS reporting obligations. 

This process doesn’t have to be overwhelming. Lean on our deep expertise in CFIUS, information security, compliance, and national security to help you address potential risk points, complete due diligence to satisfy U.S. regulations, and keep you in compliance.

The landscape today is primed for widespread financial fraud and financial crime. Non-compliance with AML and sanctions requirements can have devastating effects on any financial services business.

Our team of Certified Anti-Money Laundering Specialists (CAMSs) and former compliance officers provide the expertise and guidance you expect to help you avoid massive fines and manage sanctions-related risks.

With the increased scrutiny financial institutions are facing from regulatory agencies and the potential for financial penalties and reputational damage, it is critical to have a comprehensive compliance program tailored to the risks of your organization. Identifying, understanding, and successfully complying with these regulatory requirements can be challenging and time consuming.

Manage your compliance risks and improve the efficiency of your compliance program with our team of experienced professionals, including Certified Regulatory Compliance Managers (CRCMs), that will help you navigate the complex and everchanging regulatory environment.